UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): November 20, 2019

 


 

TUESDAY MORNING CORPORATION

(Exact name of registrant as specified in charter)

 


 

Delaware

 

 0-19658

 

75-2398532

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

 

 

 

 

6250 LBJ Freeway
Dallas, Texas

 

 

 

75240

(Address of principal executive offices)

 

 

 

(Zip Code)

 

(972) 387-3562

(Registrant’s telephone number, including area code)

 

Not applicable

 (Former name or former address, if changed since last report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange on which registered

Common Stock, par value $0.01 per share

 

TUES

 

The NASDAQ Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company                                              o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 


 

Item 5.07.                                        Submission of Matters to a Vote of Security Holders.

 

Set forth below is information concerning each matter submitted to a vote at the 2019 Annual Meeting, including the final voting results.

 

Proposal No. 1:  The stockholders elected each of the following persons as a director to serve for a term of one year or until their successors are elected and qualified or until their earlier death, resignation or removal.

 

 

 

For

 

Withheld

 

Broker Non-Votes

Steven R. Becker

 

25,169,447

 

2,216,452

 

12,604,695

Terry Burman

 

24,921,376

 

2,464,523

 

12,604,695

James Corcoran

 

24,984,658

 

2,401,241

 

12,604,695

Barry Gluck

 

24,669,697

 

2,716,202

 

12,604,695

Frank Hamlin

 

25,472,366

 

1,913,533

 

12,604,695

Reuben E. Slone

 

25,721,225

 

1,664,674

 

12,604,695

Sherry M. Smith

 

25,470,736

 

1,915,163

 

12,604,695

Richard S Willis

 

24,383,310

 

3,002,589

 

12,604,695

 

Proposal No. 2:  The stockholders approved, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the Company’s proxy statement.

 

For

 

Against

 

Abstain

 

Broker Non-Votes

25,190,313

 

2,178,600

 

16,986

 

12,604,695

 

Proposal No. 3:  The stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2020.

 

For

 

Against

 

Abstain

34,408,703

 

1,308,801

 

273,090

 

No other matters were voted upon at the meeting.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

TUESDAY MORNING CORPORATION

 

 

 

Date: November 22, 2019

By:

/s/ Bridgett C. Zeterberg

 

 

Bridgett C. Zeterberg

Executive Vice President Human Resources, General Counsel and Corporate Secretary

 

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